Vintage Mary Schapiro

Is FINRA Effective? Do investors need the fiduciary standard -- or is suitability enough?

Vintage Mary Schapiro

Postby GeorgiaGulf » Fri Jan 13, 2012 8:43 am

This is a link from the Bond Dealers of America website concerning a congressman's inquiry into broker training- click on the link to show the mealy mouthed, verbose, double talk from the Chairman of the SEC who used to head FINRA. This is a person who can speak for hours and not say anything.


http://www.bdamerica.org/?news_info=sec ... -standards.

GeorgiaGulf
 
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